Cellulosic ethanol – The basics: Conversion pathway - Biochemical


Series: Cellulosic ethanol
- The basics: Conversion pathway – Biochemical

1. Introduction

The biochemical conversion process has attracted the most attention because of its similarities to the process used to produce ethanol from corn grain. As it was highlighted in the first post of this series, the production process for ethanol made from cellulosic feedstocks requires breaking down the feedstock into fermentable sugars through innovative technologies in the form of pretreatment and hydrolysis. The remaining steps are similar to those used in conventional ethanol plants.

2. Pretreatment

The pretreatment is the first step in all of the different processes available for the biochemical conversion pathway but the definition of this unit operation is elusive. Pretreatment makes the lignocellulosic biomass more prone to biological conversion ensuring a complete substrate use. The chemical and biological breakdown resistance of lignocellulosic biomass is known as recalcitrance. It depends on several factors: crystalline structure of cellulose, degree of lignification and structural heterogeneity and complexity of cell-wall constituents. The pretreatment process deranges the recalcitrant structure of lignocellulose: break the lignin sheath, degrades hemicellulose and reduces crystallinity and degree of polymerization of cellulose.

At commercial level, a robust pretreatment section is needed to process feedstocks varying in quality and composition. It is not possible to define the best pretreatment for all the range of feedstocks, but two key general features can be described:
- It should maximise the amount of sugar generated while keeping the overall process as simple as possible.
- It should minimise the formation of toxic or inhibiting compounds to decrease the risk for negative effects in subsequent steps.

Several pretreatment methods have been developed and tested at various scales. They can be classified in the following categories:
(1) Physical: milling, grinding, extrusion, microwaves and ultrasonication.
(2) Chemical: alkali, acid, oxidising agents, organic solvents (organosolv), ionic liquids and deep eutectic solvents.
(3) Physico-chemical: steam explosion (SE) with and without catalyst, ammonia fiber explosion (AFEX), CO2 explosion, liquid hot water (LHW) or hydrothermolysis, wet-oxidation.
(4) Biological: whole cell, enzymatic.
Many variations may be made up of combinations of two or more methods. In general, physical pretreatment is a prerequisite prior to any other pretreatment methods.

Case study: PROESA pretreatment
The PROESA® technology is the basis of the world’s first commercial scale cellulosic ethanol plant located in Crescentino (Italy). Originally developed by Biochemtex, now it is commercialised by Versalis (Eni chemical company).
The pretreatment process consists of a “smart” cooking step. Depending from the biomass and the cleanness guaranteed by the supplier, the feed handling may include a soaking section to remove debris and impurities. The process then utilises saturated steam to disrupt the bonds between lignin, cellulose and hemicellulose. The technology maintains the principal advantages of standard steam and water-based processes (no chemical addition and high efficiency separation of cellulose and hemicellulose) while reducing the formation of inhibitors to the downstream processes.

3. Hydrolysis and fermentation

After pretreatment, hydrolysis uses enzymes or acids to break down the complex chains of sugar molecules from the cellulose and hemicelluloses into simple sugars in preparation for fermentation. This step is also termed saccharification. Hydrolysis will result in both glucose (C6 sugars) and xylose (C5 sugars). Currently, enzymatic hydrolysis may be the better economic choice. Compared to acid hydrolysis, it is faster, results in better yields and uses less chemical input.

The efficiency of hydrolysis is highly dependent on the effectiveness of pretreatment. If pretreatment leaves behind a large amount of lignin, the yield of simple sugars from hydrolysis may be reduced. The presence of lignin prevents enzymes from hydrolysing. It is possible to change some lignin characteristics in order to make it more compatible with the hydrolysis process.

The process bears a resemblance to the starch hydrolysis in corn ethanol production, but its complexity is greater. Unlike amylases and glucoamylases that are available at low prices for starch hydrolysis, cellulases for cellulose hydrolysis are much more expensive. Starch hydrolysis only requires one family of enzymes whereas cellulose hydrolysis requires several families to break cellulose and hemicellulose polymers.

After pretreatment and hydrolysis have released simple sugars, fermentation is used to turn as much of that sugar as possible into ethanol. C6 sugars can be fermented using traditional yeast strains. C5 are not fermented as easily. “Co-fermenting” means that the organism can simultaneously ferment glucose and xylose to ethanol.

Three strategies to address the hydrolysis and fermentation can be distinguished:
(1) Separate (or sequential) hydrolysis and fermentation (SHF)
Enzymatic hydrolysis is initiated while the slurry is still at an elevated temperature after pretreatment and conditioning. At this temperature, the enzyme activity is higher. Once the conversion of cellulose to glucose is complete, the slurry is cooled to fermentation temperature and inoculated with the fermenting microorganism.
(2) Simultaneous saccharification and co-fermentation (SSCF)
The temperature of the slurry is reduced and fermentation is initiated before enzymatic hydrolysis is complete. In SSCF, the enzyme continues to hydrolyse cellulose even after fermentation is started.
(3) Consolidated bioprocessing (CBP)
Cellulases are produced and supplemented to hydrolyse the cellulose for ethanol production in SHF and SSCF. In nature, some microbes, can synthesize and excrete cellulases to hydrolyse cellulose as carbon and energy sources to support their growth and metabolism. This inspires scientists to engineer mimic systems which combines the production of cellulases, enzymatic hydrolysis of cellulose and ethanol fermentation of the resulting sugars.

Figure 1. Diagram of cellulosic ethanol production for the three strategies (a) SHF, (b) SSCF and (c) CBP (extracted from the Reference [6])

Case study: Sunliquid® hydrolysis and fermentation
Sunliquid it a technology developed by Clariant to clear the way for cellulosic biofuels. Its process converts lignocellulosic agricultural residues, such as cereal straw, into cellulosic ethanol or other biobased chemicals.
The process uses a SHF strategy:
- An enzyme mixture hydrolyses cellulose and hemicellulose chains to obtain sugar monomers. The enzymes are highly optimized based on feedstock and process parameters, resulting in maximum yields and short reaction times.
- Using optimized microorganisms, a one-pot system simultaneously converts both C5 and C6 sugars to ethanol, delivering up to 50% more ethanol than conventional processes which convert only C6 sugars.

4. Separation and lignin recovery

Distillation is a well-established technology as it is used in conventional ethanol production. Two energy-demanding steps are necessary to obtain purified ethanol (95.63% by mass) from binary azeotrope ethanol-water. The first step is a standard distillation that concentrates ethanol up to the level of 92.4–94% by mass. The second step involves ethanol dehydration to obtain an anhydrous ethanol.

In order to reduce energy consumption of conventional distillation, membrane techniques have gained attention as an alternative because of a number of advantages that make them attractive for the separation of liquid mixtures. They have high separation efficiency, energy and operating costs are relatively low, they produce no waste streams.

Lignin is traditionally viewed as waste material or low value by-product to fire. In cellulosic ethanol plants, the residual lignin is often used just for power generation to drive the fermentation. Usually, a lignin water slurry is recovered at the bottom of stripping unit and sent to the lignin recovery and valorisation section.

However, to improve the economic viability of the cellulosic ethanol production from biomass, it is important to add value to the lignin produced. The research of novel methods for the efficient and cost-effective extraction of lignin is active. This topic will be studied in future posts.

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References
[1] Randy Schnepf (Coordinator): “Cellulosic Ethanol: Feedstocks, Conversion Technologies, Economics, and Policy Options”. Congressional Research Service, 7-5700, R41460, October 22, 2010.
[2] D. Humbird et al.: “Process Design and Economics for Biochemical Conversion of Lignocellulosic Biomass to Ethanol”. Technical Report, NREL/TP-5100-47764, May 2011.
[3] F. Cotana et al.: “Lignin as co-product of second generation bioethanol production from ligno-cellulosic biomass”. Energy Procedia 45 (2014) 52 – 60.
[4] A. Bušić et al.: “Bioethanol Production from Renewable Raw Materials and Its Separation and Purification: A Review”. FTB, July-September 2018, Vol. 56, No. 3.
[5] J. Baruah et al.: “Recent Trends in the Pretreatment of Lignocellulosic Biomass for Value-Added Products”. Frontiers in Energy Research, December 2018, Volume 6, Article 141.
[6] Chen-Guang Liu et al.: “Cellulosic ethanol production: Progress, challenges and strategies for solutions”. Biotechnology Advances, Volume 37, Issue 3, May–June 2019, Pages 491-504.
[7] Galbe and Wallberg: “Pretreatment for biorefineries: a review of common methods for efficient utilisation of lignocellulosic materials”. Biotechnol Biofuels (2019), 12:294.
[8] Monica Padella, Adrian O’Connell and Matteo Prussi: “What is still Limiting the Deployment of Cellulosic Ethanol? Analysis of the Current Status of the Sector”. Appl. Sci. 2019, 9, 4523; doi:10.3390/app9214523, 24 October 2019.
[9] M.A. Mitchell: “The sunliquid® Process: Bringing New Proven Solutions for Commercial Cellulosic Ethanol Production”. Presentation, Bio World Congress 2017, Montreal, (Canada, July 25, 2017.
[10] Minna Yamamoto: “St1 Cellunolix® process – Lignocellulosic bioethanol production and value chain upgrading”. Presentation, Bio4Fuels Days, October 12th 2018, Oslo.
[11] “PROESA proprietary process technology”. Versalis technical information.

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